8. Risk Management (Course Preview)

Preview of 1-hour video replay. Session #8 “Risk Management” discusses how to lower liability, reduce risk, and minimize exposure for your brokerage firm!

  • Legal Compliance - Be audit-ready with your risk management plan
  • Internal Controls - Lower your liability by implementing fool-proof systems
  • Foil would-be Thieves - Prevent fraud and deter identity theft before your clients become victims
  • Reduce your Risk – ensure adequate insurance coverage for every situation
  • Insulate your Company - Minimize exposure with an agent compliance & supervision system


Complete and Continue